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Todd Neil Hatfield

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boulder, CO

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-07-07
TX RA APPROVED 2026-07-07
  • CO RA
    APPROVED
    Since 2026-07-07
  • TX RA
    APPROVED
    Since 2026-07-07

Branch Locations

921 Walnut St, Boulder, CO 80302 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Boulder CO 06/2009 07/2026
Morgan Stanley Private Bank, National Association New York NY 01/2015 07/2026
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boulder CO 07/2026 Present
Morgan Stanley Private Bank, N.A New York NY 06/2020 07/2026
Bank Of America, N.A. Boulder CO 07/2026 Present
  • 06/2009 → 07/2026
    Morgan Stanley Smith Barney
    Boulder, CO
  • 01/2015 → 07/2026
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 07/2026 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Boulder, CO
  • 06/2020 → 07/2026
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 07/2026 → Present
    Bank Of America, N.A.
    Boulder, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-08-26
  • S66 Uniform Combined State Law Examination
    1999-08-26
Other Names
  • Todd N Hatfield

View on SEC IAPD

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