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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-08-04 |
Branch Locations
33930 Weyerhaeuser Way S Ste 200, Federal Way, WA 98001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Federal Way | WA | 09/1986 | 04/2023 |
| Lpl Financial Llc | Federal Way | WA | 04/2023 | Present |
1) 07/2023 - Pacific Legacy Wealth Partners / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 07/2023 - Notary / Investment Related / Start date 06/23/2022 - Hrs per month 0.5
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-03 |
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