Best Investors
Account
Sign in
Best Investors
Account
Sign in
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-11-24 |
Branch Locations
1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | New York | NY | 08/2007 | Present |
1. Larchmont-Mamaroneck Little League; Lorenzen St, Larchmont, NY 10538; Little League Baseball/ Softball; Board Member; Help run baseball teams, put together teams, run baseball clinics, coordinate scoreboard operators; 04/01/2022; 2 Hours per Week; Not during securities trading hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-28 |
Reach out to this advisor