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Bruce Andrew Eisen

Cetera Investment Advisers LLC

Lake Charles, LA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
  • LA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

1918 Southwood Drive Suite A, Lake Charles, LA 70605 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco Private Ledger Oak Grove LA 02/2000 05/2017
Summit Brokerage Services, Inc. Lake Charles LA 04/2017 09/2019
Summit Financial Group Inc Lake Charles LA 04/2017 05/2021
Cetera Wealth Services, Llc El Segundo CA 09/2019 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 02/2000 → 05/2017
    Linsco Private Ledger
    Oak Grove, LA
  • 04/2017 → 09/2019
    Summit Brokerage Services, Inc.
    Lake Charles, LA
  • 04/2017 → 05/2021
    Summit Financial Group Inc
    Lake Charles, LA
  • 09/2019 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
  • 2017-05-11 → 2021-05-20
    Summit Financial Group Inc
    Lake Charles, LA
  • 2008-06-10 → 2017-05-24
    Lpl Financial Llc
    Lake Charles, LA
Other Businesses

(1) INSURANCE SERVICES OF AMERICA; INVESTMENT RELATED; 3636 SHERWOOD FOREST BLVD, BATON ROUGE, LA 70816; LIFE INSURANCE; AGENT; STARTED 1/1/1997; APX 1 HOUR/MONTH, NONE DURING TRADING; GETTING QUOTES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-09-05
S63 Uniform Securities Agent State Law Examination 1996-11-22
  • S65 Uniform Investment Adviser Law Examination
    2017-09-05
  • S63 Uniform Securities Agent State Law Examination
    1996-11-22

View on SEC IAPD

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JAMES SCOTT MECHE
Tiffany Nichole Bailey-Duhon
Kelly Clay Bentley
Stephen P Spratley
Kamran Richard
Ebony Rideau
Bobby Joseph Guidry

Other Offices

J.P. MORGAN SECURITIES LLC · LAKE CHARLES, LA
PROSPERITY CAPITAL ADVISORS · Lake Charles, LA
EDWARD JONES · LAKE CHARLES, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · Lake Charles, LA
LPL FINANCIAL LLC · LAKE CHARLES, LA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · LAKE CHARLES, LA
EAGLE STRATEGIES LLC · LAKE CHARLES, LA
EAGLE STRATEGIES LLC · LAKE CHARLES, LA

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