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Anthony Manuel Pereira

Charles Schwab & Co., Inc.

Poughkeepsie, NY

Albany, NY

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-22
NJ RA APPROVED 2017-02-07
  • NY RA
    APPROVED
    Since 2021-04-22
  • NJ RA
    APPROVED
    Since 2017-02-07

Branch Locations

2645 South Road Suite 1, Poughkeepsie, NY 12601-6857 • United States

677 Broadway, Albany, NY 12207-2985 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Preservation Partners, Inc. Bronxville NY 12/2004 11/2016
Axa Advisors, Llc New York NY 11/2016 01/2017
Charles Schwab & Co., Inc. Poughkeepsie NY 01/2017 Present
Charles Schwab Bank Ssb Poughkeepsie NY 01/2017 Present
  • 12/2004 → 11/2016
    Capital Preservation Partners, Inc.
    Bronxville, NY
  • 11/2016 → 01/2017
    Axa Advisors, Llc
    New York, NY
  • 01/2017 → Present
    Charles Schwab & Co., Inc.
    Poughkeepsie, NY
  • 01/2017 → Present
    Charles Schwab Bank Ssb
    Poughkeepsie, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-13
S63 Uniform Securities Agent State Law Examination 1997-01-13
  • S66 Uniform Combined State Law Examination
    2017-02-13
  • S63 Uniform Securities Agent State Law Examination
    1997-01-13
Designations
Other Names
  • Anthony M Pereira
  • Anthony Manuel Pereira

View on SEC IAPD

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John J Gadonniex
MICHAEL M MATTES

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · POUGHKEEPSIE, NY
ARAX ADVISORY PARTNERS · Poughkeepsie, NY
LPL FINANCIAL LLC · POUGHKEEPSIE, NY
MORGAN STANLEY · POUGHKEEPSIE, NY
CETERA INVESTMENT ADVISERS LLC · POUGHKEEPSIE, NY
STIFEL, NICOLAUS & COMPANY, INCORPORATED · POUGHKEEPSIE, NY
NEWEDGE ADVISORS · Poughkeepsie, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · POUGHKEEPSIE, NY

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