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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-01-03 |
| CO | RA | APPROVED | 2009-08-28 |
Branch Locations
1901 Littleton Blvd Ste 212, Littleton, CO 80120 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 08/2009 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 08/2009 | Present |
1) REAL ESTATE LICENSEE - CALIF REAL ESTATE LICENSE LIFE & DISABILITY -SELL INS. (ORIGINATE LOANS - REAL ESTATE). 2) DENVER WOMAN MAGAZINE. DENVER COLORADO. SUPERVISOR-ELLEN GREY. WRITES ARTICLES APPROX. 4-6 TIMES/YR. NO OWNERSHIP OF COMPANY. CURRENTLY SERVES AS PRESIDENT FOR 48 HRS/YR. 3) ESTATES FINANCIAL SERVICES, 1901 W Littleton Blvd #212, Littleton CO 80120, United States, 04/20/2026, Owner, DBA Name, NIR, 2 HR/MO - 2 HR/MO TRADING 4) ESTATES FINANCIAL SERVICES, 1901 W Littleton Blvd #212, Littleton CO 80120, United States, 04/20/2026, OWNER, DBA NAME, INV REL, 130 HR/MO - 130 HR/MO TRADING 5) UNIVERSAL FUNDING INC, WESTLAKE VILLAGE, CA, 06/2019. MORTGAGE LOAN ORIGINATOR. NIR-25/YR-0/TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-28 |
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