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Jonathan Andrew Ferguson

Hightower Advisors, LLC

New York, NY

Chicago, IL

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-07-28
AK RA APPROVED 2023-07-07
VA RA APPROVED 2021-10-29
  • NY RA
    APPROVED
    Since 2023-07-28
  • AK RA
    APPROVED
    Since 2023-07-07
  • VA RA
    APPROVED
    Since 2021-10-29

Branch Locations

500 7Th Avenue, 8Th Floor, New York, NY 10018 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fic Capital New York NY 07/2002 07/2017
Alexandria Capital New York NY 07/2017 10/2021
Hightower Advisors Chicago IL 10/2021 Present
  • 07/2002 → 07/2017
    Fic Capital
    New York, NY
  • 07/2017 → 10/2021
    Alexandria Capital
    New York, NY
  • 10/2021 → Present
    Hightower Advisors
    Chicago, IL
Previous Registrations
  • 2021-06-21 → 2021-12-13
    Alexandria Capital
    Arlington, VA
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-12-23
  • S63 Uniform Securities Agent State Law Examination
    1996-12-23
Designations

View on SEC IAPD

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