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Rbc Securities, Inc CRD 103705
$1.52B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-30 |
| CA | RA | APPROVED | 2015-11-06 |
Branch Locations
400 Park Avenue, 8Th Floor, New York, NY 10022 • United States
Cresskill, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City National Bank | New York | NY | 11/2015 | Present |
CO-TRUSTEE FOR MOTHER'S TRUST; INVESTMENT RELATED; WHITE PLAINS, NY; START DATE 9/2012; 0 HRS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-07 |
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