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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-12-01 |
| NY | RA | APPROVED | 2024-11-12 |
| CT | RA | APPROVED | 2024-10-17 |
Branch Locations
750 Seventh Avenue, New York, NY 10019 • United States
2000 Westchester Avenue, Purchase, NY 10577 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | New York | NY | 08/2016 | 06/2017 |
| Morgan Stanley | New York | NY | 09/2024 | Present |
| Link Capital Advisors | New York | NY | 01/2018 | 09/2024 |
| Travelling | Greenwich | CT | 07/2017 | 12/2017 |
*642980 - Bio Armor Environmental Inc; Investment related: Yes; Canada; Investment/Finance/Banking; Advisory Board, Investor, Partner (proprietor, partner, officer, director, employee, trustee, agent); 06/2025; During business hours: 0; After business hours: 5; Investment Decisions/Advice, Other
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-16 |
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