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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-07-17 |
Branch Locations
6816 E Brown Rd Ste 101, Mesa, AZ 85207 • United States
Gilbert, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Chandler | AZ | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Mesa | AZ | 03/2020 | Present |
Business Ownership; Waverly Springs LLC; ; To manage practice operations; 1820 E. Ray Road Chandler, AZ 85225, ,; Not Investment-Related; 07/01/2016; 40 to 59 hours per month; 0 during trading hours / Milltech Product Development, LLC; ; LLC was formed with member/partner who is long-time friend from high school. My friend created and patented several mechanical tools and ratchets while working on sophisticaled machinery in the Air Force and post military career. My friend contacted me to assist in the creation and formation of LLC and contract development with the U.S. military for the purpose of procurring a contract to provide the patented mechanical tools and ratchets.; 1230 E. Gary CircleMesa, AZ 85203, ,; Not Investment-Related; 07/20/2011; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-04-08 |
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