Michael James Rodgers

Current Employers

Employment History

• 05/2009 → 02/2019
  Unionbanc Investment Services
  San Clemente, CA
• 02/2019 → 02/2023
  U.S. Bancorp Investments, Inc.
  Laguna Niguel, CA
• 02/2023 → Present
  Wells Fargo Clearing Service, Llc
  Irvine, CA

Previous Registrations

• 2019-02-20 → 2023-02-03
  U.S. Bancorp Investments, Inc.
  Laguna Niguel, CA
  Rancho Santa Margarita, CA
  San Clemente, CA
  Mission Viejo, CA
  Dana Point, CA
  Laguna Niguel, CA
  Laguna Beach, CA
• 2009-05-13 → 2019-02-21
  U.S. Bancorp Advisors, Llc
  Laguna Hills, CA
  San Clemente, CA
  San Clemente, CA
  Ladera Ranch, CA
  Mission Viejo, CA
  Laguna Niguel, CA
  San Juan Capistrano, CA
  San Juan Capistrano, CA
  Dana Point, CA
  Dana Point, CA
  San Clemente, CA
  Ladera Ranch, CA
  San Clemente, CA
  San Juan Capistrano, CA
  Mission Viejo, CA
  Irvine, CA
  Ladera Ranch, CA
  Laguna Hills, CA
  Foothill Ranch, CA
  Mission Viejo, CA
• 2009-05-07 → 2009-05-08
  Cuso Financial Services, L.P.
  Glendale, CA
• 2008-11-21 → 2009-02-24
  First Trust Advisors Lp
  Wheaton, IL
• 2007-01-19 → 2008-04-15
  Cuna Brokerage Services, Inc.
  Waverly, IA
  Costa Mesa, CA
  Huntington Beach, CA
• 2005-08-09 → 2007-01-03
  Wamu Investments, Inc.
  Laguna Hills, CA
  Anaheim, CA
• 2003-05-16 → 2005-08-29
  Citicorp Investment Services
  Porterville, CA
• 2002-01-29 → 2003-05-23
  Wells Fargo Investments, Llc
  Fresno, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-01-15
• S63 Uniform Securities Agent State Law Examination
  2000-04-07

Other Names

• Mike Rodgers
• Michael J Rodgers