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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2013-01-29 |
| TX | RA | APPROVED | 2013-01-17 |
Branch Locations
6905 N. Wickham Road Suite 200, Melbourne, FL 32940 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Melbourne | FL | 01/2013 | Present |
LITTLE BROOK HOLDINGS LLC / 3077 CORTONA DRIVE VIERA,FL 32940 / REAL ESTATE / 3 RENTAL PROPERTIES / SOLE OWNER / MANAGE RENTAL PROPERTIES / START DATE 7/1/2010.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-15 |
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