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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
NJ RA APPROVED 2020-01-21
  • NY RA
    APPROVED
    Since 2021-06-16
  • NJ RA
    APPROVED
    Since 2020-01-21

Branch Locations

750 Seventh Avenue, New York, NY 10019 • United States

2000 Westchester Avenue, Purchase, NY 10577-2530 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 11/2000 07/2019
Morgan Stanley New York NY 01/2020 Present
Unemployed New York NY 07/2019 12/2019
  • 11/2000 → 07/2019
    Axa Advisors, Llc
    New York, NY
  • 01/2020 → Present
    New York, NY
  • 07/2019 → 12/2019
    Unemployed
    New York, NY
Previous Registrations
  • 2013-10-29 → 2019-07-02
    Nyc, NY
    Jersey City, NJ
    New York, NY
    New York, NY
    Jersey City, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-08-07
S63 Uniform Securities Agent State Law Examination 1996-10-30
  • S65 Uniform Investment Adviser Law Examination
    2003-08-07
  • S63 Uniform Securities Agent State Law Examination
    1996-10-30

View on SEC IAPD

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