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Jacquelyn J Majoros

Nbc Securities, Inc.

Cape Girardeau, MO

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Current Employers
Nbc Securities, Inc.

1927 First Avenue North, Birmingham, AL 35203 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2019-06-07
  • MO RA
    APPROVED
    Since 2019-06-07

Branch Locations

2527 William St., Cape Girardeau, MO 63701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Cape Girardeau MO 05/2009 11/2016
Wells Fargo Clearing Services, Llc Cape Girardeau MO 11/2016 10/2018
First State Financial Management Farmington MO 10/2018 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Cape Girardeau, MO
  • 11/2016 → 10/2018
    Wells Fargo Clearing Services, Llc
    Cape Girardeau, MO
  • 10/2018 → Present
    First State Financial Management
    Farmington, MO
Previous Registrations
  • 2018-11-01 → 2019-06-07
    First State Financial Management, Inc.
    Cape Girardeau, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-20
S63 Uniform Securities Agent State Law Examination 1997-01-30
  • S65 Uniform Investment Adviser Law Examination
    2001-03-20
  • S63 Uniform Securities Agent State Law Examination
    1997-01-30
Designations
Other Names
  • Jacquelyn J Thomas
  • Jacquelyn J Milam
  • Jacquelyn J Legrand

View on SEC IAPD

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STIFEL, NICOLAUS & COMPANY, INCORPORATED
CETERA INVESTMENT ADVISERS LLC
MML INVESTORS SERVICES, LLC
EDWARD JONES
LPL FINANCIAL LLC
ALLWORTH FINANCIAL, L.P.
STRATEGIC INVESTMENT ADVISORS, LTD.

Other Investors

THOMAS JOHN HAROLD
Jacob Allen Shy
DAVID ALBERT MAXTON
Benjamin James Glaus
JERRY WAYNE ROE
MATTHEW CULLEN THOMASSON
ROBERT POWELL RUESELER
Christopher Daniel Poston

Other Offices

LPL ENTERPRISE, LLC · CAPE GIRARDEAU, MO
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CAPE GIRARDEAU, MO
CETERA INVESTMENT ADVISERS LLC · CAPE GIRARDEAU, MO
CETERA INVESTMENT ADVISERS LLC · CAPE GIRARDEAU, MO
MML INVESTORS SERVICES, LLC · Cape Girardeau, MO
EDWARD JONES · CAPE GIRARDEAU, MO
LPL FINANCIAL LLC · CAPE GIRARDEAU, MO
ALLWORTH FINANCIAL, L.P. · Cape Girardeau, MO

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