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100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2013-01-02 |
Branch Locations
100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
Raleigh, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Investment Group Inc | Raleigh | NC | 04/2002 | Present |
| Capital Investment Advisory Services, Llc | Raleigh | NC | 01/2013 | Present |
1. AS RICHARD GARDNER, AGENT, SERVICE AND SELL LIFE, HEALTH, DISABILITY, AND LTC INSURANCE. THE INVESTMENT RELATED BUSINESS CONSUMES 1 HOUR/WEEK. APPROXIMATELY 1 HOUR/MONTH IS SPENT DURING NORMAL TRADING HOURS ON THIS ACTIVITY. THIS ACTIVITY WAS BEGUN IN 5/96. 2. RGA INVESTMENTS. OWNER/CIO. 3605 GLENWOOD AVE, STE 160, RALEIGH, NC 27612. OWNER AND FINANCIAL ADVISOR. ACTIVITY IS INVESTMENT RELATED. 40 HRS/WK, 35 DURING NORMAL TRADING HRS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-28 |
| S65 | Uniform Investment Adviser Law Examination | 1999-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-21 |
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