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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-08-05 |
| TN | RA | APPROVED | 2022-08-04 |
Branch Locations
6815 Poplar Avenue Suite 210, Germantown, TN 38138 • United States
Germantown, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Memphis | TN | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Memphis | TN | 11/2016 | 08/2022 |
| Rbc Capital Markets, Llc | Memphis | TN | 08/2022 | Present |
(1) NAME OF ENTITY: Hooker Land Co. ADDRESS: 406 Spring St. Lexington MS 39095 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Family owned land and farming operation CAPACITY: Owner - Passive, Director START DATE: 03/26/1968 DUTIES: I have no duties. I simply inherited the land. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (2) NAME: Ridgeway Country Club Non-Investment Related ADDRESS: 9800 Poplar Ave Germantown TN 38139 Nature of OBA: Member of the board of directors Position/Title/Relationship: Board of Directors * Start Date: 10/01/21 Time Devoted: 1 hour per month; 0 during securities trading DUTIES: Meet monthly to discuss club business
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-12-23 |
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