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Current Employers
Tectonic Capital Advisors, Llc

600 Travis Street Ste 5900, Houston, TX 77002 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-18
  • TX RA
    APPROVED
    Since 2025-12-18

Branch Locations

600 Travis Street Ste 5900, Houston, TX 77002 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Tectonic Advisors Llc Plano TX 02/2015 Present
Tectonic Financial Inc. Plano TX 09/2015 Present
Sanders Morris Harris Llc Houston TX 02/2017 Present
Privus Financial, Llc Plano TX 04/2018 01/2019
Tectonic Capital Advisors, Llc Houston TX 11/2025 Present
Previous Registrations
  • 2015-04-28 → 2026-01-08
    Frisco, TX
    Houston, TX
    Houston, TX
    Frisco, TX
  • 2018-04-25 → 2019-01-17
    Irving, TX
  • 2002-09-13 → 2015-04-08
    Houston, TX
  • 2004-01-15 → 2015-04-08
    Houston, TX
  • 2011-02-18 → 2015-04-08
    Salient Capital Advisors, Llc
    Houston, TX
  • 2006-12-01 → 2011-11-11
    Ghe Advisers, L.P.
    Houston, TX
  • 2010-12-22 → 2011-11-11
    Integrity Capital, Llc
    Houston, TX
  • 2011-07-26 → 2011-11-11
    Sustainable Woodlands Partners, Llc
    Houston, TX
  • 2006-09-07 → 2008-11-13
    Houston, TX
  • 1999-05-04 → 2002-09-18
    Hitherlane Partners, Llc
    Houston, TX
Other Businesses

1. BIGFOOT ENERGY SERVICES & AFFILIATES; NOT INVESTMENT-RELATED; 312 W SABINE ST, CARTHAGE, TX 75633; ENERGY SERVICES; CO-OWNER; 3/1/12; 20 HRS/MO; ACTIVE OWNER. 2. HILLTOP HOLDINGS, INC.; INVESTMENT RELATED; 200 CRESCENT COURT SUITE 1330 DALLAS, TX 75201; BANK HOLDING CO.; DIRECTOR; 11/2012; 5 HRS/MO; DIRECTOR DUTIES. 3.. Sanders Morris Harris INVESTMENT RELATED; 600 Travis SUITE 5900 HOUSTON, TX 77002; BROKER/DEALER; 2017; Registered Representative. 4. Tectonic Advisors, investment related, Plano, TX, registered investment advisor, CEO and CIO, 02/2015, approximately 100 hours/month with approximately 80 hours/month during securities trading hours. 5. CBIZ; NOT INVESTMENT-RELATED; 6050 OAK TREE BLVD STE 500, INDEPENDENCE OH 44131; ACCOUNTING, PAYROLL SERVICES, CONSULTING; DIRECTOR; 7/2/20; 1-5 HRS/MO;DIRECTOR DUTIES. 6. T-BANK, INVESTMENT RELATED, DALLAS TX, BANKING AND TRUST, CHAIRMAN OF THE BOARD, JULY 2017,6-10 HRS MONTH NON BUSINESS HRS, 6-10 HRS MONTH BUSINESS HRS, CHAIRMAN OF TH BOARD DUTIES. 7. TECTONIC FINANCIAL, INC. INVESTMENT RELATED, HOUSTON TX, JULY 2019, 6-10 HRS MONTH NON BUSINESS HRS, 6-10 HRS MONTH DURING BUSINESS HRS. CHAIRMAN OF THE BOARD DUTIES.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-08-05
S65 Uniform Investment Adviser Law Examination 1997-08-05
  • S63 Uniform Securities Agent State Law Examination
    1997-08-05
  • S65 Uniform Investment Adviser Law Examination
    1997-08-05

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