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Anthony Aris Dertouzos

Morgan Stanley

New York, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2015-11-24
NJ RA APPROVED 2015-11-20
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2015-11-24
  • NJ RA
    APPROVED
    Since 2015-11-20

Branch Locations

1585 Broadway 21St Floor, New York, NY 10036 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc New York NY 11/2015 Present
Morgan Stanley Private Bank, National Association New York NY 01/2016 Present
  • 11/2015 → Present
    Morgan Stanley Smith Barney Llc
    New York, NY
  • 01/2016 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2015-06-23 → 2015-12-16
    Credit Suisse Securities (Usa) Llc
    New York, NY
    New York, NY
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-06-23
S63 Uniform Securities Agent State Law Examination 1999-11-10
  • S65 Uniform Investment Adviser Law Examination
    2015-06-23
  • S63 Uniform Securities Agent State Law Examination
    1999-11-10

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