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4275 Executive Square, 5Th Floor, La Jolla, CA 92037 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2000-11-06 |
Branch Locations
11988 El Camino Real Suite 500, San Diego, CA 92130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brandes Investment Partners, L.P. | La Jolla | CA | 10/2004 | 02/2020 |
| Alps Distributors, Inc. | Denver | CO | 09/2015 | 07/2024 |
| Brandes Investment Partners, Lp | La Jolla | CA | 06/1996 | Present |
| Foreside Fund Services, Llc | La Jolla | CA | 07/2024 | Present |
1) Brandes Investment Partners, LP; Investment Related; La Jolla, CA; Investment Advisor; Supervisor, Business Services; 160 hours per month; Start Date 6/1996; Sales reporting, managing Salesforce information and assisting our National Accounts and Mutual Funds departments
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-05-03 |
| S65 | Uniform Investment Adviser Law Examination | 1997-06-20 |
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