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Raymond Anthony Schwabe

First American Asset Advisory, LLC

Garden City, NY

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Current Employers
First American Asset Advisory, Llc

59 Hilton Avenue, Suite 101, Garden City, NY 11530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-08-17
  • NY RA
    APPROVED
    Since 2023-08-17

Branch Locations

59 Hilton Avenue, Suite 101, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Wilshire Securities, Inc. Westbury NY 08/1998 Present
  • 08/1998 → Present
    Morgan Wilshire Securities, Inc.
    Westbury, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-17
S63 Uniform Securities Agent State Law Examination 1996-12-23
  • S65 Uniform Investment Adviser Law Examination
    2022-05-17
  • S63 Uniform Securities Agent State Law Examination
    1996-12-23

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
ARKADIOS WEALTH ADVISORS · Garden City, NY
CETERA INVESTMENT ADVISERS LLC · Garden City, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
CETERA INVESTMENT ADVISERS LLC · GARDEN CITY, NY
BRIXTON CAPITAL WEALTH ADVISORS, LLC · GARDEN CITY, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Garden City, NY
OSAIC WEALTH, INC. · GARDEN CITY, NY

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