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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-04-12 |
| NJ | RA | APPROVED | 2024-04-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank | New York | NY | 05/2004 | 08/2018 |
| Hsbc Bank Usa National Association | New York | NY | 08/2018 | 04/2022 |
| Hsbc Securities Usa Inc. | New York | NY | 08/2018 | 04/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Montvale | NJ | 03/2024 | Present |
| Unemployed | Montclair | NJ | 05/2022 | 10/2023 |
| Allied Universal | Morristown | NJ | 10/2023 | 02/2024 |
| Bank Of America, N.A. | Montvale | NJ | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 2018-09-12 |
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