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Account
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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-16 |
| CT | RA | APPROVED | 2026-06-16 |
| IN | RA | APPROVED | 2026-06-16 |
| MI | RA | APPROVED | 2026-06-16 |
| NC | RA | APPROVED | 2026-06-16 |
| TX | RA | APPROVED | 2026-06-16 |
| VA | RA | APPROVED | 2026-06-16 |
| NJ | RA | APPROVED | 2026-06-12 |
| NY | RA | APPROVED | 2026-06-12 |
Branch Locations
1100 Lake Street 3Rd Floor, Ramsey, NJ 07446 • United States
33 South Kinderkamack Road, Montvale, NJ 07645 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| International Aromatics Inc | Moonachie | NJ | 05/2013 | 05/2023 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2023 | 06/2026 |
| Northwestern Mutual Investment Services Llc | Paramus | NJ | 11/2023 | 06/2026 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2024 | 06/2026 |
| Td Bank N.A. | Montvale | NJ | 06/2026 | Present |
| Td Private Client Wealth Llc | Montvale | NJ | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 2024-04-29 |
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