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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-12-10 |
| NJ | RA | APPROVED | 2021-06-23 |
Branch Locations
100 Park Ave, Park Ridge, NJ 07656 • United States
51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Park Ridge | NJ | 04/2015 | Present |
| Wells Fargo Clearing Services, Llc | Park Ridge | NJ | 01/2017 | Present |
C TECH COMPUTING LLC, NOT INV RELATED, YONKERS, NY, 100% OWNERSHIP, START 8/1/2016, 10 HOURS PER MONTH, ZERO DURING TRADING, SOURCING ELECTRONIC DEVICES TO SELL TO EDUCATIONAL INSTITUTIONS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 2017-04-06 |
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