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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-06-28 |
| NJ | RA | APPROVED | 2004-01-06 |
Branch Locations
100 Park Ave, Park Ridge, NJ 07656 • United States
51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Park Ridge | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Park Ridge | NJ | 11/2016 | Present |
RENTAL PROPERTY; INV RELATED; GREENWOOD LAKE; 50% OWNER; START DATE 01/02/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING HOURS; NO DUTIES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 1986-06-23 |
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