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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-25 |
Branch Locations
510 Austin Avenue Suite. 314, Waco, TX 76701 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Waco | TX | 01/2009 | 10/2024 |
| Morgan Stanley Smith Barney Llc | Waco | TX | 10/2024 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 12/2024 | Present |
(1) 619560 - Exit Planning Institute; Not Investment Related; Westlake, OH; Education; Austin Chapter President; Start September 2022; During Business Hours: 3; After Business Hours: 0; Organize Monthly meetings.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-01-08 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-23 |
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