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Fred Michael Pisculli

A.G.P. / Alliance Global Partners

New York, NY

CRD 2811452

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Employer firm

A.g.p. / Alliance Global Partners CRD 8361

$2.30B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
A.G.P. / Alliance Global Partners

88 Post Road West 2Nd Floor, Westport, CT 06880 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-09-08
NJ RA APPROVED 2020-11-04
  • NY RA
    APPROVED
    Since 2021-09-08
  • NJ RA
    APPROVED
    Since 2020-11-04

Branch Locations

590 Madison Avenue 28Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aegis Capital Corp New York NY 12/2011 10/2020
A.G.P. / Alliance Global Partners New York NY 10/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-05
S63 Uniform Securities Agent State Law Examination 1997-01-24
  • S66 Uniform Combined State Law Examination
    2000-12-05
  • S63 Uniform Securities Agent State Law Examination
    1997-01-24
Designations
  • Certified Financial Planner
Other Names
  • Fred Michael Pisculli

View on SEC IAPD

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