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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2024-01-19 |
Branch Locations
350 Oak Tree Lane Suite 150, Dakota Dunes, SD 57049 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Sioux City | IA | 06/2009 | 04/2021 |
| Woodbury Financial Services Inc | Dakota Dunes | SD | 04/2021 | 01/2024 |
| Osaic Wealth, Inc. | Dakota Dunes | SD | 01/2024 | Present |
STERK FINANCIAL SERVICES POSITION: Client Service Specialist NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 162 SECURITIES TRADING HOURS: 156 START DATE: 04/19/2021 ADDRESS: 350 Oak Tree Lane, Suite 150, Dakota Dunes SD 57049, United States DESCRIPTION: Customer Service Items & Data Entry: backup phones, prepare paperwork for client to execution for opening accounts and cash movement, submit for processing, and follow-up on approval and completion, assist client with questions, assist financial professionals.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 2003-11-22 |
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