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Kathy Leanne Rosado

Valic Financial Advisors, Inc.

Houston, TX

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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-09-25
  • TX RA
    APPROVED
    Since 2006-09-25

Branch Locations

2929 Allen Parkway, Houston, TX 77019 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Houston TX 08/2006 Present
Fsc Securities Corporation Atlanta GA 04/2014 Present
Royal Alliance Associates, Inc New York NY 04/2014 Present
Sagepoint Financial, Inc. Phoenix AZ 04/2014 Present
Woodbury Financial Services, Inc. Oakdale MN 04/2014 Present
  • 08/2006 → Present
    Valic Financial Advisors
    Houston, TX
  • 04/2014 → Present
    Fsc Securities Corporation
    Atlanta, GA
  • 04/2014 → Present
    Royal Alliance Associates, Inc
    New York, NY
  • 04/2014 → Present
    Sagepoint Financial, Inc.
    Phoenix, AZ
  • 04/2014 → Present
    Woodbury Financial Services, Inc.
    Oakdale, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-02-08
  • S66 Uniform Combined State Law Examination
    1999-02-08
Other Names
  • Kathy Morris
  • Kathy Lacey
  • Kathy Leanne Keith

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
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