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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2023-06-30 |
Branch Locations
1000 Union University Drive, Jackson, TN 38305 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thoroughbred Financial Services, Llc | Jackson | TN | 07/2021 | 02/2023 |
| Jones Chevrolet | Humboldt | TN | 12/2020 | 07/2021 |
| Aldersgate United Methodist Church | Jackson | TN | 09/2018 | 12/2020 |
| Tennessee Farm Bureau | Jackson | TN | 01/2016 | 06/2018 |
| Goodman Photography | Medina | TN | 09/2018 | Present |
| Lpl Financial Llc | Jackson | TN | 02/2023 | Present |
| Cadence Bank | Jackson | TN | 02/2023 | Present |
1) 02/21/2023 - Cadence Investment Services - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 02/21/2023 - Goodman Photography - Business Owner - Medina, TN 38355 - Non investment related - 10 Hours per month - Start date: 12/22/2001. 3) 02/21/2023 - Gibson County Notary - Notary - Medina, TN 38355 - Investment related - Start date: 11/15/2021.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-28 |
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