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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-14
PA RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • NJ RA
    APPROVED
    Since 2024-11-14
  • PA RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

693 Pa-739, Hawley, PA 18428 • United States

11 Sunflower Avenue Suite 2000, Paramus, NJ 07652 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities, Llc New York NY 02/2013 12/2019
New York Life Insurance Co. New York NY 12/2012 12/2019
Eagle Strategies Llc New York NY 05/2013 12/2019
Optimal Employee Solutions, Llc New York NY 11/2017 06/2024
Brooklyn College Brooklyn NY 08/2017 05/2022
Massmutual New York NY 11/2019 06/2024
Mml Investors Services New York NY 12/2019 06/2024
Pruco Securities, Llc Paramus NJ 07/2024 11/2024
The Prudential Insurance Company Of America Paramus NJ 07/2024 Present
Lpl Enterprise, Llc Paramus NJ 11/2024 Present
  • 02/2013 → 12/2019
    Nylife Securities, Llc
    New York, NY
  • 12/2012 → 12/2019
    New York Life Insurance Co.
    New York, NY
  • 05/2013 → 12/2019
    New York, NY
  • 11/2017 → 06/2024
    Optimal Employee Solutions, Llc
    New York, NY
  • 08/2017 → 05/2022
    Brooklyn College
    Brooklyn, NY
  • 11/2019 → 06/2024
    Massmutual
    New York, NY
  • 12/2019 → 06/2024
    Mml Investors Services
    New York, NY
  • 07/2024 → 11/2024
    Paramus, NJ
  • 07/2024 → Present
    The Prudential Insurance Company Of America
    Paramus, NJ
  • 11/2024 → Present
    Paramus, NJ
Previous Registrations
Other Businesses

1) 03/07/2025- Michael Pechersky- Property and Casualty- Provide P&C business and individual insurance products and individual medical insurance- inv. related- at Hawley, PA- start date 09/01/2012- 20hrs/mnth-10hrs during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-03-22
  • S63 Uniform Securities Agent State Law Examination
    2013-03-22
Designations

View on SEC IAPD

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