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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-01-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scranton Preparatory School | Scranton | PA | 08/2014 | 05/2018 |
| University Of Scranton | Scranton | PA | 08/2018 | 05/2022 |
| Leeward Construction | Honesdale | PA | 06/2017 | 01/2019 |
| Woodloch Springs Golf Course | Hawley | PA | 01/2019 | 05/2020 |
| The Main Fairway | Honesdale | PA | 05/2020 | 06/2023 |
| Honesdale Golf Club | Honesdale | PA | 08/2022 | 06/2023 |
| New York Life Insurance | Scranton | PA | 06/2023 | 07/2024 |
| Nylife Securities Llc | Scranton | PA | 12/2023 | 04/2024 |
| The Dime Wealth Management | Hawley | PA | 07/2024 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 07/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2025 | Present |
1. NAME OF OTHER BUSINESS: THE DIME WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 07/2024 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 POSITION/TITLE/RELATIONSHIP: ADMINISTRATIVE ASSISTANT BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE SUPPORT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 2024-03-29 |
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