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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-23 |
| CT | RA | APPROVED | 2005-09-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 09/2005 | Present |
| Bailey & Beatty Financial Services | Danbury | CT | 09/2005 | Present |
1.SELLING FIXED INSURANCE PRODUCTS, INVESTMENT RELATED, PERFORMED AT BRANCH. 2.MARK RADER, CONDO RENTAL, NOT INVESTMENT RELATED, PERFORMED AT BRANCH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-10 |
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