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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-23
CT RA APPROVED 2005-09-26
  • TX RA
    APPROVED_RES
    Since 2026-03-23
  • CT RA
    APPROVED
    Since 2005-09-26

Branch Locations

83 Wooster Heights, Danbury, CT 06810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 09/2005 Present
Bailey & Beatty Financial Services Danbury CT 09/2005 Present
Previous Registrations
  • 2002-04-17 → 2005-08-29
    Morgan Stanley Dw Inc.
    Danbury, CT
Other Businesses

1.SELLING FIXED INSURANCE PRODUCTS, INVESTMENT RELATED, PERFORMED AT BRANCH. 2.MARK RADER, CONDO RENTAL, NOT INVESTMENT RELATED, PERFORMED AT BRANCH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-04-04
S63 Uniform Securities Agent State Law Examination 1998-02-10
  • S65 Uniform Investment Adviser Law Examination
    2002-04-04
  • S63 Uniform Securities Agent State Law Examination
    1998-02-10

View on SEC IAPD

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