Amy Susan Hanophy

7979 E. Tufts Ave. Suite 1700, Denver, CO 80237 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-02-22

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Nfp Retirement, Inc.	Aliso Viejo	CA	11/2010	03/2019
Kestra Financial Services, Inc	Austin	TX	08/2014	03/2019
Bok Financial Asset Management, Inc	Houston	TX	03/2019	12/2020
Bok Financial Securities, Inc.	Denver	CO	04/2019	12/2020
Bokf, Na	Denver	CO	04/2019	12/2020
Nfp Retirement, Inc.	Aliso Viejo	CA	01/2021	Present

2021-01-06 → 2024-05-17

Wealthspire Retirement Advisory

Aliso Viejo, CA

Glendale, CO

Denver, CO
2019-03-29 → 2021-01-04

Bok Financial Asset Management, Inc.

Denver, CO
2010-11-23 → 2019-04-01

Wealthspire Retirement Advisory

Aliso Viejo, CA
2017-12-20 → 2019-04-01

Kestra Advisory Services, Llc

Phoenix, AZ

Austin, TX
2016-04-20 → 2017-07-26

Kestra Advisory Services, Llc

Phoenix, AZ
2014-08-08 → 2016-09-22

Kestra Investment Services, Llc

Denver, CO

Denver, CO

Phoenix, AZ
2010-08-19 → 2014-08-08

Financial Telesis Inc

San Rafael, CA

Denver, CO
2009-01-13 → 2010-03-31

Principal Securities, Inc.

Denver, CO

Denver, CO
2007-05-31 → 2008-11-12

Tiaa-Cref Individual & Institutional Services, Llc

Denver, CO
2005-08-24 → 2007-03-26

Principal Securities, Inc.

Denver, CO

Denver, CO
1999-01-01 → 2002-12-31

Charles Schwab & Co., Inc.

Denver, CO

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-08-23
S65	Uniform Investment Adviser Law Examination	1996-12-12
S63	Uniform Securities Agent State Law Examination	1996-12-06

Other Firms