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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-03-04
NY RA APPROVED 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2024-03-04
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

420 Lexington Avenue, 25Th Floor Suite 2510, New York, NY 10170 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. New York NY 09/1996 03/2017
Massachusetts Mutual Life Insurance Company New York NY 07/2016 Present
Mml Investors Services, Llc New York NY 03/2017 Present
  • 09/1996 → 03/2017
    Metlife Securities Inc.
    New York, NY
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    New York, NY
  • 03/2017 → Present
    New York, NY
Other Businesses

INDEPENDENT INSURANCE AGENT - FROM RESIDENTIAL ADDRESS- 5 HOURS SECURITIES - 1 HOUR NON SECURITIES - DENTAL AND GROUP DISABILITY INCOME,DISABILITY LIFE/ACCIDENT/HEALTH -SINCE 10/1998-

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-06-27
  • S63 Uniform Securities Agent State Law Examination
    1997-06-27

View on SEC IAPD

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