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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-03-15 |
| CA | RA | APPROVED | 2009-09-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Frank R. Carey, Ea | San Dimas | CA | 05/1992 | 01/2021 |
| Lpl Financial, Llc | San Dimas | CA | 09/2009 | Present |
1. 12/10/2009 - TAX PREP/ACCOUNTING/BOOKKEEPING - VICTORIA I. RENNE, EA - ENROLLED AGENT - OWNER - PREPARATION OF INCOME TAX RETURNS. - 20% OF TIME SPENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-08 |
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