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A.g.p. / Alliance Global Partners CRD 8361
$2.30B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
88 Post Road West 2Nd Floor, Westport, CT 06880 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-09-08 |
| CT | RA | APPROVED | 2019-08-06 |
| NC | RA | APPROVED | 2019-08-05 |
| TX | RA | APPROVED_RES | 2019-07-30 |
Branch Locations
590 Madison Avenue 28Th Floor, New York, NY 10022 • United States
Raleigh, NC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Calton & Associates, Inc | Raleigh | NC | 06/2015 | 07/2019 |
| A.G.P. / Alliance Global Partners | New York | NY | 07/2019 | Present |
E Zoldan LLC, investment-related, used solely as a vehicle for my 1099 status. Started 2006.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-11-09 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-14 |
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