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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2012-06-12 |
Branch Locations
6565 Americas Pkwy Ne Suite 310, Albuquerque, NM 87110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James And Associates | Santa Fe | NM | 12/2010 | Present |
(1) Name of Business: Address: 4605 Windstar Way, Lexington, KY, 40515, United States Activity Type: Personal/Private Investment Position/Title: Investment Related: Yes Start Date: 06/02/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-12 |
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