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Neuberger Berman Bd LLC CRD 2908
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-08-16 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • United States
Brooklyn, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Brooklyn | NY | 05/2018 | 09/2020 |
| Jpmorgan Securities, Llc. | Brooklyn | NY | 05/2018 | 09/2020 |
| Citigroup | New York | NY | 07/2015 | 07/2017 |
| Thomson Reuters - Pride One | New York | NY | 07/2017 | 04/2018 |
| Rg Global Enterprises Llc | Brooklyn | NY | 10/2017 | Present |
| Unemployed | New York | NY | 09/2020 | 01/2021 |
| Fbc Mortgage | Charlotte | NC | 01/2021 | 06/2021 |
| Goldman Sachs - Insight Global | New York | NY | 07/2021 | 07/2022 |
| Neuberger Berman | New York | NY | 08/2022 | Present |
Entity Name: RG Global Enterprises LLC Investment related: No Address: Brooklyn, NY Nature of the other business: LLC is currently invested in a marketing business as a passive investor/investment. Position/Title/Relationship: Partial Owner Start Date: 12-Oct-2017 Approximate # of hours a month: 1 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Passive Investor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-09 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-04 |
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