David Brian Vaikness

Current Employers

Employment History

• 01/2016 → 09/2016
  Self-Employed
  Pleasant Hill, CA
• 09/2016 → 12/2018
  Bancwest Investment Services
  San Ramon, CA
• 12/2018 → 10/2022
  Citigroup
  San Francisco, CA
• 10/2022 → 09/2023
  Wells Fargo Bank
  Raleigh, NC
• 11/2022 → 09/2023
  Wells Fargo Clearing Services
  Raleigh, NC
• 09/2023 → 01/2024
  Self Employed
  Raleigh, NC
• 12/2023 → 01/2024
  Axtella
  Ann Arbor, MI
• 01/2024 → Present
  First Horizon Advisors, Inc.
  Raleigh, NC
• 08/2025 → Present
  Lpl Financial Llc
  Raleigh, NC

Previous Registrations

• 2024-04-08 → 2025-08-21
  First Horizon Advisors, Inc.
  Raleigh, NC
  Raleigh, NC
  Raleigh, NC
• 2022-12-22 → 2023-09-22
  Wells Fargo Clearing Services, Llc
  Raleigh, NC
  St. Louis, MO
• 2018-12-17 → 2022-10-14
  Citigroup Global Markets Inc.
  New York, NY
  San Francisco, CA
  Pleasant Hill, CA
  San Francisco, CA
  San Francisco, CA
  New York, NY
• 2016-09-19 → 2018-12-19
  Bancwest Investment Services, Inc.
  San Ramon, CA
  San Francisco, CA
  San Ramon, CA
  San Francisco, CA
• 2016-03-29 → 2016-04-13
  Hornor, Townsend & Kent, Llc
  San Ramon, CA
• 2008-03-19 → 2015-07-13
  1St Global Advisors Inc
  Dallas, TX
  Dallas, TX

Other Businesses

1- 08/21/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors - Investment Related - At reported Business Location(s) - Start Date 07/25/2025 - 160 hours per month/ during trading 2- 11/21/2025 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 11/20/2025 - 1 hour per month/ during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-09-18

Designations

Other Names

• David Brian Vaikness
• David B Vaikness
• David Vaikness