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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2021-02-17
  • MD RA
    APPROVED
    Since 2021-02-17

Branch Locations

1303 E Patrick St, Frederick, MD 21701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Investment Services Charlotte NC 04/2005 02/2021
Bb&T Securities, Llc Frederick MD 01/2018 Present
Truist Investment Services, Inc. Frederick MD 02/2021 Present
Truist Advisory Services, Inc. Frederck MD 02/2021 Present
  • 04/2005 → 02/2021
    Bb&T Investment Services
    Charlotte, NC
  • 01/2018 → Present
    Bb&T Securities, Llc
    Frederick, MD
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Frederick, MD
  • 02/2021 → Present
    Frederck, MD
Previous Registrations
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Westminster, MD
    Frederick, MD
    Charlotte, NC
    Pikesville, MD
    Severna Park, MD
    Mount Airy, MD
    Frederick, MD
    Frederick, MD
    Manchester, MD
    Hampstead, MD
    Rockville, MD
    Richmond, VA
  • 2005-04-20 → 2018-01-02
    Bb&T Investment Services, Inc.
    Westminster, MD
    Frederick, MD
    Sykesville, MD
    Baltimore, MD
    Eldersburg, MD
    Charlotte, NC
    Charlotte, NC
    Mount Airy, MD
    Frederick, MD
    Frederick, MD
    Baltimore, MD
    Pikesville, MD
    Baltimore, MD
    Severna Park, MD
  • 2003-10-31 → 2005-04-18
    M&T Securities, Inc.
    Cheektowaga, NY
  • 2002-06-24 → 2003-09-03
    Citicorp Investment Services
    Langley Park, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-11-29
S63 Uniform Securities Agent State Law Examination 1996-10-31
  • S65 Uniform Investment Adviser Law Examination
    2000-11-29
  • S63 Uniform Securities Agent State Law Examination
    1996-10-31

View on SEC IAPD

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