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One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-12-19 |
Branch Locations
1301 Avenue Of The Americas, 2Nd Floor, New York, NY 10019 • United States
520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-12-19 |
Branch Locations
1301 Avenue Of The Americas, New York, NY 10019 • United States
520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Franklin Advisers Inc | New York | NY | 04/2012 | 07/2022 |
| Franklin Templeton Financial Services Corp. | New York | NY | 03/2007 | 07/2022 |
| Cnr Securities, Llc | New York | NY | 09/2022 | 10/2023 |
| Citizens Bank | New York | NY | 10/2024 | Present |
| Citizens Securities, Inc. | New York | NY | 12/2024 | Present |
| Unemployed | New York | NY | 12/2023 | 09/2024 |
| Citizens Private Wealth | New York | NY | 12/2024 | Present |
TGG Holdings LLC - owner; sole proprietorship LLC that holds an interest in real estate.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-01 |
| S65 | Uniform Investment Adviser Law Examination | 2000-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-21 |
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