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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-10-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Semper Augustus Investments Group Llc | Highlands Ranch | CO | 09/2016 | 12/2016 |
| L&S Advisors, Inc. | Los Angeles | CA | 01/2017 | 05/2017 |
| Valic Financial Advisors, Inc | Durham | NC | 09/2017 | 12/2018 |
| Unemployed | Unemployed | 06/2017 | 09/2017 | |
| Flexible Plan Investments | Bloomfield Hills | MI | 12/2018 | 08/2019 |
| New York Life Insurance Co. | Raleigh | NC | 07/2019 | 06/2021 |
| Nylife Securities Llc | Raleigh | NC | 07/2019 | 06/2021 |
| Eagle Strategies Llc | Raleigh | NC | 02/2020 | 06/2021 |
| Mass Mutual Life Insurance Company | Raleigh | NC | 07/2021 | 08/2022 |
| Mml Investors Services Llc | Raleigh | NC | 08/2021 | 08/2022 |
| Cetera Investment Services Llc | St Cloud | MN | 09/2022 | Present |
| First National Bank Of Pa | Raleigh | NC | 09/2022 | Present |
| Cetera Investment Advisers Llc | Raleigh | NC | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-09-19 |
| S65 | Uniform Investment Adviser Law Examination | 2017-02-03 |
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