Best Investors
Account
Sign in
Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-24 |
| MD | RA | APPROVED | 2021-10-07 |
Branch Locations
410 Severn Avenue Suite 211, Annapolis, MD 21403 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Annapolis | MD | 08/2006 | 10/2021 |
| Bank Of America, N.A. | Annapolis | MD | 12/2009 | 10/2021 |
| Morgan Stanley Smith Barney Llc | Annapolis | MD | 10/2021 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 11/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-15 |
Reach out to this advisor