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Brandon Lee Kerndt

Mesirow Financial Investment Management, Inc.

Highland Park, IL

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Current Employers
Mesirow Financial Investment Management, Inc.

353 N. Clark St, Chicago, IL 60654 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-07-13
DE RA APPROVED 2026-06-25
NJ RA APPROVED 2026-06-25
KS RA APPROVED 2025-08-25
NY RA APPROVED 2024-09-10
OH RA APPROVED 2020-12-02
CA RA APPROVED 2016-11-14
TX RA APPROVED_RES 2016-11-14
IL RA APPROVED 2010-07-12
  • AZ RA
    APPROVED
    Since 2026-07-13
  • DE RA
    APPROVED
    Since 2026-06-25
  • NJ RA
    APPROVED
    Since 2026-06-25
  • KS RA
    APPROVED
    Since 2025-08-25
  • NY RA
    APPROVED
    Since 2024-09-10
  • OH RA
    APPROVED
    Since 2020-12-02
  • CA RA
    APPROVED
    Since 2016-11-14
  • TX RA
    APPROVED_RES
    Since 2016-11-14
  • IL RA
    APPROVED
    Since 2010-07-12

Branch Locations

610 Central Avenue, Highland Park, IL 60035 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mesirow Financial, Inc. Highland Park IL 07/2010 Present
Mesirow Financial Investment Management, Inc. Chicago IL 07/2010 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-05-10
S63 Uniform Securities Agent State Law Examination 1996-10-29
  • S66 Uniform Combined State Law Examination
    2000-05-10
  • S63 Uniform Securities Agent State Law Examination
    1996-10-29
Other Names
  • Brandon L Kerndt

View on SEC IAPD

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Other Offices

WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC · HIGHLAND PARK, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Highland Park, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · HIGHLAND PARK, IL
CITIGROUP GLOBAL MARKETS INC. · HIGHLAND PARK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HIGHLAND PARK, IL
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. · HIGHLAND PARK, IL
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. · HIGHLAND PARK, IL
EDWARD JONES · Highland Park, IL

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