Heather Elizabeth Pateros

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-02-27
IL	RA	APPROVED	2021-11-06

TX RA
APPROVED

Since 2023-02-27
IL RA
APPROVED

Since 2021-11-06

Branch Locations

111 South Pfingsten Road Suite 200, Deerfield, IL 60015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Deerfield	IL	06/2009	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

Deerfield, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-11-06
S63	Uniform Securities Agent State Law Examination	1999-08-09

S65 Uniform Investment Adviser Law Examination

2021-11-06
S63 Uniform Securities Agent State Law Examination

1999-08-09

Other Names

Heather Elizabeth Capouch

View on SEC IAPD

Other Firms

CAPITAL RESOURCE MANAGEMENT,INC.

ROBERTS, GLORE & CO.

PICKWICK WEALTH MANAGEMENT

OSAIC WEALTH, INC.

WAVERLY ADVISORS, LLC

LPL FINANCIAL LLC

NADLER FINANCIAL GROUP, INC.

PARKSIDE INVESTMENTS, LLC

Other Investors

DAVID SCOTT PEARLSTEIN

STEVEN SCOTT HOWARD

TIMOTHY PAUL SWIAT

LAURA LEE CARDINAL

LANCE PAUL EATON

Other Offices

CAPITAL RESOURCE MANAGEMENT,INC. · DEERFIELD, IL

ROBERTS, GLORE & CO. · DEERFIELD, IL

PICKWICK WEALTH MANAGEMENT · DEERFIELD, IL

OSAIC WEALTH, INC. · DEERFIELD, IL

WAVERLY ADVISORS, LLC · Deerfield, IL

LPL FINANCIAL LLC · Deerfield, IL

NADLER FINANCIAL GROUP, INC. · DEERFIELD, IL

PARKSIDE INVESTMENTS, LLC · DEERFIELD, IL

More in Deerfield, IL

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