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Account
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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-08-12 |
| NH | RA | APPROVED | 2025-07-09 |
| MI | RA | APPROVED | 2025-05-16 |
| VA | RA | APPROVED | 2025-01-17 |
| CT | RA | APPROVED | 2024-10-31 |
| TX | RA | APPROVED | 2024-10-04 |
| DE | RA | APPROVED | 2022-01-20 |
| GA | RA | APPROVED | 2022-01-05 |
| NY | RA | APPROVED | 2021-04-16 |
| SC | RA | APPROVED | 2019-06-10 |
| WV | RA | APPROVED | 2017-06-28 |
| KS | RA | APPROVED | 2017-06-22 |
| MD | RA | APPROVED | 2017-06-22 |
| UT | RA | APPROVED | 2017-01-25 |
| NJ | RA | APPROVED | 2015-05-15 |
| NC | RA | APPROVED | 2014-07-25 |
| PA | RA | APPROVED | 2011-04-05 |
| FL | RA | APPROVED | 2011-02-01 |
Branch Locations
670 South River Street Suite 112, Plains, PA 18705 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities Llc | Plains | PA | 05/1999 | Present |
| Guardian Life Insurance Co Of American | Plains | PA | 09/1996 | Present |
1) INSURANCE SERVICES/PRODUCTS OTHER THAN GUARDIAN-Offer Insurance & Annuity Products other than Guardian, Start: 02/16/1997, Address: 670 South River Street Suite 300 Plains, PA 18705, 3 total hours per month; 3 during securities trading hours, Investment related, Less than 10% annual compensation, 2) Fox Hill Country Club Board of Directors-board of directors at my golf club, Start: 12/01/2019, Address: 454 Tunkhannock Ave, Exeter PA 18643 1 total hour per month; 0 during securities trading hours, Not investment related, No annual compensation, 3) Power of Attorney for wife Brenda Murphy , Start: 02/24/2023, Address: 318 Willow Road Pittston PA 18640, 0 total hours per month, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-08-11 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-01 |
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