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52 Vanderbilt Avenue 19Th Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-02-18 |
Branch Locations
52 Vanderbilt Avenue, 19Th Floor 52 Vanderbilt, New York, NY 10017 • UNITED STATES
52 Vanderbilt Avenue 19Th Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-02-18 |
Branch Locations
52 Vanderbilt Avenue 19Th Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Columbus Circle Investors | Stamford | CT | 07/2007 | 12/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | White Plains | NY | 03/2019 | Present |
| Unemployed | Wilton | CT | 01/2018 | 03/2019 |
| Bank Of America, N.A. | White Plains | NY | 04/2019 | 12/2020 |
| Strategas Securities, Llc | New York | NY | 01/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 2003-09-18 |
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