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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-04-23 |
| TX | RA | APPROVED_RES | 2025-04-23 |
Branch Locations
8181 Communications Pkwy, Bldg A, Floor 04, Plano, TX 75024 • United States
Glencoe, IL • United States
10 S Dearborn St, Floor 11, Chicago, IL 60603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T3 Trading Group, Llc | New York | NY | 09/2023 | 01/2025 |
| Robinhood Financial Llc. | Menlo Park | CA | 01/2025 | 03/2025 |
| J.P. Morgan Securities Llc | Chicago | IL | 04/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Chicago | IL | 06/1988 | 09/2023 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-01-11 |
| S66 | Uniform Combined State Law Examination | 1999-06-07 |
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