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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-11-06 |
| TX | RA | APPROVED | 2012-10-01 |
Branch Locations
8181 Communications Pkwy Bldg A, Plano , TX 75024 • United States
406 S Mason Road, Katy, TX 77450 • United States
8181 Communications Pkwy Ste A, Floor 04, Plano, TX 75024-0242 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Katy | TX | 10/2012 | Present |
| Jpmorgan Chase Bank, N.A. | Katy | TX | 01/2003 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-08 |
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