Kimberly Y Roy

Employer firm

Clearbridge Investments, LLC CRD 137028

$185B regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2005 → Present
  Franklin Distributors, Llc
  Stamford, CT
• 02/2006 → Present
  Clearbridge Investments Llc
  New York, NY
• 12/2005 → 08/2022
  Legg Mason & Co Llc.
  Stamford, CT
• 01/2024 → 07/2024
  Putnam Retail Management Lp
  Stamford, CT

Other Businesses

NICSA - Board of Directors; Boston, MA; Not-for-Profit; Beginning 11/10/2025; Approx 1 hour quarterly; 1hour during regular securities trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-09
• S63 Uniform Securities Agent State Law Examination
  1998-07-31

Other Names

• Kimberly Yvonne Blass